Hiring for Deputy Chief Manager/ Chief Manager- Regulatory Compliance - Insurance in Thane, Mumbai for Exp. 5 - 8 yrs at Premium.
Esteemed client of Orion TrueTech Services India
Thane, Maharashtra, India
Nov 14, 2017
Banking, Finance & Insurance Jobs
Job Description:Job Role Details : - To Establish the Corporate Compliance framework, defining, developing and directing business policies and procedures to ensure Regulatory compliance within the organization. - To establish anti money laundering framework as per the PMLA guidelines issued by FIU. To develop policy, system, procedures, rules to identify & amp amp evaluate and report transactions as per the PMLA requirements. Accountability : - Develop the compliance framework based on the position taken by co. on all regulatory norms. - Interpret the regulatory guidelines & amp amp work with the function to ensure total compliance with them. - Vet business models, internal policies & amp amp procedures developed by all functions to ensure that they are in strict adherence to Zero tolerance policy with regards to Regulatory compliance. - Plan and develop procedures to ensuring the management is appraised with the regulatory changes & amp amp their implication. - Prepare and appraise the Management including the Board and Audit Committee to ensure that instances of regulatory non-compliances are dealt with swiftly and firmly - Develop framework to review & amp amp check adherence with the regulatory norms - Review exception/ deviation, provide procedural exception to functions relation to regulatory norms. - Coordinate with the IRDA on regulatory audits - Establish Anti Money Laundering framework at co.
About Esteemed client of Orion TrueTech Services India